UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thompson Jaye C/O GREENWICH LIFESCIENCES, INC. 3992 BLUEBONNET DR, BUILDING 14 STAFFORD, TX 77477 |
VP Clinical & Reg Affairs |
/s/ Jaye Thompson | 09/30/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being amended to correct the prior Form 3 filed by the Reporting Person on September 24, 2020 which erroneously stated that the Reporting Person owned 140,450 shares of the Issuer's common stock. Includes a grant of 112,360 shares of the Issuer's common stock that vests as follows: 18,727 shares of common stock vested immediately upon grant, and the balance, or 93,633 shares of common stock vests in 36 equal installments on the 1st of every month with the first installment vesting on October 1, 2019. |